Wiley FINRA Series 4 Exam Review 2017: The Registered Options Principal Examination
Author(s) ： Wiley (Author)
ISBN ：1119379806 978-1119379805
Pages ：324 pages
Pages ：324 pages
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.
Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2017 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
Dozens of examples
Assorted practice questions for each subject area covered in the exam
Priceless test-taking tips and strategies
Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 4 Exam Review 2017 is your ticket to passing the Series 4 test on the first try—with flying colors!
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